NIGO Correction Requirements

Securities and advisory services offered through Cetera Advisors LLC, member FINRA/SIPC, a broker/dealer and a Registered Investment Adviser. Prosperity Network of Advisors is independent of Cetera Advisors LLC.

For registered representative use only.

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NIGO Correction Requirements

When items are not in good order (NIGO), client initials are often required to make the changes and/or updates to the form. 

For registered representative use only.

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